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Advisor at J.P. MORGAN SECURITIES LLC
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 13, 2022 | n/a | yes | PLANO, TX | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Mar 8, 2018 | Sep 15, 2022 | no | Westlake, TX|Indianapolis, IN|Tampa, FL|Sarasota, FL|Lone Tree, CO|Lone Tree, CO|Westlake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | J.P. MORGAN SECURITIES LLC | Sep 15, 2022 | Sep 13, 2022 | -2 | Firm change | Ibd to wirehouse |