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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SOUTH BEND, IN | INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 28, 2017 | n/a | yes | INDIANAPOLIS, IN|SOUTH BEND, IN | Current employment |
| CITY SECURITIES CORPORATION | Former SEC adviser | Jun 12, 2009 | Feb 28, 2017 | no | SOUTH BEND, IN|INDIANAPOLIS, IN | Previous registration |
| EDWARD JONES | National bd RIA | Feb 12, 2007 | Jun 16, 2009 | no | SOUTH BEND, IN|SOUTH BEND, IN|SOUTH BEND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITY SECURITIES CORPORATION | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 28, 2017 | Feb 28, 2017 | 0 | Bulk transfer | Other |
| EDWARD JONES | CITY SECURITIES CORPORATION | Jun 16, 2009 | Jun 12, 2009 | -4 | Firm change | Other |