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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

DAVID ANTHONY HUGHES

Advisor at DYNAMIC

Chandler, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:f0cccc6e-23fd-58b6-5b71-39569ebe4d30

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DYNAMIC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65
First exam: Jul 30, 2007
First registration: Jul 31, 2007
Dual registered: no
Other names: David A. Hughes|David Hughes
IAPD individual key: 5356456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Dynamic	Independent wealth	Oct 4, 2023	n/a	yes	Chandler, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Apr 14, 2017	Oct 20, 2023	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
CROSS BORDER TAX & ACCOUNTING, LLC	n/a	Nov 13, 2007	May 12, 2008	no	PHOENIX, AZ	Previous registration
KEATS CONNELLY AND ASSOCIATES INC.	n/a	Jul 31, 2007	May 12, 2008	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	Dynamic	Oct 20, 2023	Oct 4, 2023	-16	Firm change	Ibd to RIA
KEATS CONNELLY AND ASSOCIATES INC.	CROSS BORDER TAX & ACCOUNTING, LLC	May 12, 2008	Nov 13, 2007	-181	Firm change after gap	Other
CROSS BORDER TAX & ACCOUNTING, LLC	UNITED CAPITAL FINANCIAL ADVISORS	May 12, 2008	Apr 14, 2017	3,259	Firm change after gap	Other

Relationships

Registered with (4)

→ DYNAMICRegistered adviserregistration: current employment
Oct 4, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 14, 2017 to Oct 20, 2023factForm ADV
→ KEATS CONNELLY AND ASSOCIATES INC.Registered adviserregistration: previous registration
Jul 31, 2007 to May 12, 2008factForm ADV
→ CROSS BORDER TAX & ACCOUNTING, LLCRegistered adviserregistration: previous registration
Nov 13, 2007 to May 12, 2008factForm ADV

Dated events

Occurred
Oct 20, 2023
Advisor changed firm
David Anthony Hughes left United Capital Financial Advisors for Dynamic (registered 2023-10-04)
Form ADVobserved 5 days ago