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Advisor at DOMINARI SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOMINARI SECURITIES LLC | Independent wealth | Apr 16, 2023 | n/a | yes | NEW YORK, NY|NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 11, 2019 | Jun 15, 2021 | no | New York, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 12, 2016 | Jan 8, 2019 | no | New York, NY|NEW YORK, NY|NEW YORK, NY|New York, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jun 28, 2016 | Dec 13, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 3, 2014 | May 24, 2016 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | DOMINARI SECURITIES LLC | Jun 15, 2021 | Apr 16, 2023 | 670 | Firm change after gap | Wirehouse to RIA |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jan 8, 2019 | Jan 11, 2019 | 3 | Firm change | Wirehouse to wirehouse |
| HSBC SECURITIES (USA) INC. | J.P. MORGAN SECURITIES LLC | Dec 13, 2016 | Dec 12, 2016 | -1 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | HSBC SECURITIES (USA) INC. | May 24, 2016 | Jun 28, 2016 | 35 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19585:79:NY:2016-12-13 | Dec 13, 2016 | Dec 12, 2016 | NEW YORK, NY | Firm change |