DFX Intelligence

J•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

J•• W••••• M••••••••• L••

CRD 298784

CENTENNIAL, CO

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Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 4
On other graphs: 0
Observed: Aug 31, 2018 to Feb 26, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $224M••• Locked
Discretionary RAUM: $224M
Private client RAUM: $224Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $224Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• K•••••• H•••••••	Certified Financial Planner\|Chartered Financial Analyst	CENTENNIAL, CO	7	21	8	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• J•••• K••••••	MANAGING MEMBER, CCO	E	yes	08/2018	Aug 31, 2018	Feb 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$224M	$192M	16.5%	$144M	15.9%	1	1	0	0

Relationships

Registered with (2)

← J••• K•••••• H•••••••Advisorregistration: current employment
Oct 10, 2018 to presentfactForm ADV
← P••••• A••••• C••••••••Advisorregistration: previous registration
May 5, 2021 to Dec 12, 2023factForm ADV

Controls (1)

← H•••••••• J•••• K••••••OwnerMANAGING MEMBER, CCO, ownership code E, individual
Aug 31, 2018 to Feb 29, 2024factForm ADV

Dated events

Order

Occurred
12 Dec 2023
Control person left
••• Locked
Form ADV
Occurred
12 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Jul 2021
Control person joined
••• Locked
Form ADV
Occurred
31 Aug 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 31, 2018
Last observed: Feb 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.