DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | DENVER, CO | Current employment |
| J•• W••••• M••••••••• L•• | Independent wealth | May 5, 2021 | Dec 12, 2023 | no | CENTENNIAL, CO|HIGHLANDS RANCH, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J•• W••••• M••••••••• L•• | O•••• W•••••• I••• | Dec 12, 2023 | Aug 1, 2025 | 598 | Firm change after gap | RIA to ibd |
| C•••• P••••••••• L•• | J•• W••••• M••••••••• L•• | Oct 31, 2023 | May 5, 2021 |
| C•••• P••••••••• L•• | n/a | Nov 25, 2020 | Oct 31, 2023 | no | LONE TREE, CO|HIGHLANDS RANCH, CO | Previous registration |
| C••••• H•••• I••••••••• A•••••••• I••• | Former SEC adviser | Jan 27, 2017 | Apr 4, 2017 | no | GREENWOOD VILLAGE, CO | Previous registration |
| S••••••••• P•••••• C•••••• M••••••••• L•• | Other adviser | Jan 1, 2015 | Mar 19, 2020 | no | COLUMBIA, SC|GREENWOOD VILLAGE, CO | Previous registration |
| -909 |
| Firm change after gap |
| Other |
| S••••••••• P•••••• C•••••• M••••••••• L•• | C••••• H•••• I••••••••• A•••••••• I••• | Mar 19, 2020 | Jan 27, 2017 | -1,147 | Firm change after gap | Other |
| C••••• H•••• I••••••••• A•••••••• I••• | C•••• P••••••••• L•• | Apr 4, 2017 | Nov 25, 2020 | 1,331 | Firm change after gap | Other |