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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

JAMES RYAN SNELLEN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nashville, TN

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Search this name across graphsid dfx:ria:f0f429d2-9156-a1a5-2e34-67de9b772b5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 8, 2010
First registration: Mar 10, 2011
Dual registered: yes, broker-dealer
Other names: RYAN SNELLEN
IAPD individual key: 5285353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 18, 2017	n/a	yes	Nashville, TN	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Aug 28, 2017	no	Franklin, TN	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 2, 2011	Mar 25, 2017	no	Memphis, TN\|Franklin, TN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 10, 2011	Jul 28, 2011	no	BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 28, 2017	Oct 18, 2017	51	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
SECURIAN FINANCIAL SERVICES, INC.	MSI FINANCIAL SERVICES, INC.	Jul 28, 2011	Sep 2, 2011	36	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 18, 2017 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Aug 28, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 2, 2011 to Mar 25, 2017factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2011 to Jul 28, 2011factForm ADV

Dated events

No dated event names this entity yet.