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Advisor at CETERA INVESTMENT ADVISERS LLC
PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | PARSIPPANY, NJ | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 30, 2020 | Nov 17, 2021 | no | Martinsville, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 17, 2021 | Mar 21, 2024 | 855 | Firm change after gap | Ibd to ibd |