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Advisor at COMMONWEALTH FINANCIAL NETWORK
WALTHAM, MA | Stoneham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 2, 2023 | n/a | yes | WALTHAM, MA|Stoneham, MA | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Mar 24, 2021 | May 18, 2022 | no | BOSTON, MA | Previous registration |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Sep 17, 2007 | Apr 13, 2021 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | May 18, 2022 | May 2, 2023 | 349 | Firm change | Ibd to ibd |
| WINSLOW, EVANS & CROCKER, INC. | B. RILEY WEALTH ADVISORS, INC. | Apr 13, 2021 | Mar 24, 2021 | -20 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29686:115927:MA:2021-04-09 | Apr 13, 2021 | Mar 24, 2021 | BOSTON, MA | Firm change |