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Advisor at OSAIC WEALTH, INC.
ARVADA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 15, 2011 | n/a | yes | ARVADA, CO | Current employment |
| PBS WEALTH MANAGEMENT CONSULTANTS | n/a | Feb 7, 2012 | Dec 31, 2024 | no | ARVADA, CO | Previous registration |
| LIGHTHOUSE FINANCIAL LLC | Former SEC adviser | Mar 30, 2007 | May 24, 2011 | no | COLORADO SPRINGS, CO | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 30, 2007 | Jan 28, 2009 | no | BROOMFIELD, CO|BROOMFIELD, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PBS WEALTH MANAGEMENT CONSULTANTS | n/a | Dec 31, 2024 | n/a | n/a | Departure no registered destination | Departure |
| LIGHTHOUSE FINANCIAL LLC | OSAIC WEALTH, INC. | May 24, 2011 | Mar 15, 2011 | -70 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | LIGHTHOUSE FINANCIAL LLC | Jan 28, 2009 | Mar 30, 2007 | -670 | Firm change after gap | Other |