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A••• J•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

A••• J•••• F••••••

Advisor at H•••••••• A•••••••• I•••

DWIGHT, IL | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f114a1d0-a79d-07c5-142c-15e3c398f26e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 4, 2021	n/a	yes	ST. LOUIS, MO\|DWIGHT, IL	Current employment
D•••••• I••••••••• S••••••• I••	Former SEC adviser	Oct 23, 2008	Mar 28, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• I••••••••• S••••••• I••	H•••••••• A•••••••• I•••	Mar 28, 2023	Jan 4, 2021	-813	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105440:113412:MO:2023-03-28	Mar 28, 2023	Jan 4, 2021	CLAYTON, MO	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ D•••••• I••••••••• S••••••• I••Registered adviserregistration: previous registration
Oct 23, 2008 to Mar 28, 2023factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
A••• J•••• F•••••• left D•••••• I••••••••• S••••••• I•• for H•••••••• A•••••••• I••• (registered 2021-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f114a1d0-a79d-07c5-142c-15e3c398f26e
First observed: Oct 23, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.