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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

KENNETH JOHN MCMANUS

Advisor at OSAIC WEALTH, INC.

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:f116199d-af71-21be-502e-106fb8cf462b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 27, 1995
First registration: Jan 1, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1741603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	GLASTONBURY, CT	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 21, 2018	Jun 14, 2024	no	GLASTONBURY, CT\|GLASTONBURY, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Dec 27, 2018	no	GLASTONBURY, CT	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 4, 2013	Nov 29, 2017	no	GLASTONBURY, CT\|LOS ANGELES, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Dec 18, 2003	Oct 11, 2013	no	GLASTONBURY, CT\|GLASTONBURY, CT	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Jan 1, 1994	Dec 18, 2003	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 27, 2018	Dec 21, 2018	-6	Firm change	RIA to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
OSAIC FA, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Oct 11, 2013	Oct 4, 2013	-7	Firm change	Other
VERAVEST INVESTMENT ADVISORS, INC.	OSAIC FA, INC.	Dec 18, 2003	Dec 18, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:110518:CT:2018-12-26	Dec 27, 2018	Dec 21, 2018	GLASTONBURY, CT	Firm change
29604:6413:CA:2017-11-29	Nov 29, 2017	Nov 29, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 21, 2018 to Jun 14, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Dec 27, 2018factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 4, 2013 to Nov 29, 2017factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 18, 2003 to Oct 11, 2013factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 1, 1994 to Dec 18, 2003factForm ADV

Dated events

No dated event names this entity yet.