DFX Intelligence

T•••••• S• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

T•••••• S• J••••••

Advisor at K••••••• F•••••••• G••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:f11a1e45-67b8-f399-723a-47d768d1d623

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• G••••• L••	Independent wealth	Mar 31, 2014	n/a	yes	LEXINGTON, KY	Current employment
E••••• J••••	National bd RIA	Mar 3, 2007	Jun 6, 2008	no	GEORGETOWN, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••••• F•••••••• G••••• L••	Jun 6, 2008	Mar 31, 2014	2,124	Firm change after gap	Ibd to new firm

Relationships

Registered with (2)

→ K••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Mar 31, 2014 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 3, 2007 to Jun 6, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f11a1e45-67b8-f399-723a-47d768d1d623
First observed: Mar 3, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.