DFX Intelligence

A••••• P••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A••••• P••••• P••••

Advisor at L•••

••• Locked

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Search this name across graphsid dfx:ria:f11b8828-20b3-2d81-bee5-39c0cb50a798

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 25, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 3, 2025	n/a	yes	LOS ANGELES, CA\|East Palo Alto, CA	Current employment
B••••••••• C•••••• M••••••••• L••	Former SEC adviser	Apr 8, 2022	Jun 6, 2025	no	MENLO PARK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	L•••	Jun 6, 2025	Jun 3, 2025	-3	Firm change	RIA to RIA
F•••• C•••••• A••••••• S•••••••	B••••••••• C•••••• M••••••••• L••	Feb 25, 2022	Apr 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
140262:269866:CA:2025-06-06	Jun 6, 2025	Jun 3, 2025	MENLO PARK, CA	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 8, 2022 to Jun 6, 2025factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 25, 2021 to Feb 25, 2022factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f11b8828-20b3-2d81-bee5-39c0cb50a798
First observed: Apr 25, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.