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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

HIEN TRAN

Advisor at STRATEGIC ADVISERS LLC

BURBANK, CA | NORTH HOLLYWOOD, CA

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Search this name across graphsid dfx:ria:f12bd6d9-2713-43a4-c23a-b73e787fd48a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 9, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 28, 2014
First registration: May 9, 2018
Dual registered: yes, broker-dealer
Other names: HIEN TRAN|HIEN CONG TRAN
IAPD individual key: 5753373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BURBANK, CA\|NORTH HOLLYWOOD, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 3, 2021	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
TAMAR SECURITIES, LLC	Independent wealth	Apr 27, 2021	Aug 23, 2021	no	WOODLAND HILLS, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 9, 2018	Apr 28, 2021	no	LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TAMAR SECURITIES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 23, 2021	Dec 3, 2021	102	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	TAMAR SECURITIES, LLC	Apr 28, 2021	Apr 27, 2021	-1	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 3, 2021 to Mar 31, 2025factForm ADV
→ TAMAR SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 27, 2021 to Aug 23, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 9, 2018 to Apr 28, 2021factForm ADV

Dated events

No dated event names this entity yet.