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W•••••• H•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)44 years in industry

W•••••• H•••• M•••••

Advisor at M•• I•••••••• S•••••••• L••

LECANTO, FL | STATE COLLEGE, PA

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Search this name across graphsid dfx:ria:f12c58cf-fce5-33f8-e1b0-7bd3175993ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jun 29, 2010	n/a	yes	STATE COLLEGE, PA\|LECANTO, FL	Current employment
W•••••• A•••••••• L•••	Former SEC adviser	Nov 24, 2008	Aug 7, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• A•••••••• L•••	M•• I•••••••• S•••••••• L••	Aug 7, 2014	Jun 29, 2010	-1,500	Firm change after gap	Other
W•••••• • A••••••••• L•••	W•••••• A•••••••• L•••	Nov 17, 2008

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 29, 2010 to presentfactForm ADV
→ W•••••• A•••••••• L•••Registered adviserregistration: previous registration
Nov 24, 2008 to Aug 7, 2014factForm ADV
→ W•••••• • A••••••••• L•••Registered adviserregistration: previous registration
Jul 15, 1991 to Nov 17, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f12c58cf-fce5-33f8-e1b0-7bd3175993ef
First observed: Jul 15, 1991
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.