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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NORTHRIDGE, CA | Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 17, 2013 | n/a | yes | NORTHRIDGE, CA|Las Vegas, NV | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 16, 2012 | Oct 3, 2013 | no | LOS ANGELES, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 14, 2010 | Feb 16, 2012 | no | NORTHRIDGE, CA|PORTER RANCH, CA|SHERMAN OAKS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 21, 2010 | no | Sherman Oaks, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Jun 1, 2009 | no | SHERMAN OAKS, CA|SHERMAN OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 3, 2013 | Oct 17, 2013 | 14 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | OPPENHEIMER & CO. INC. | Feb 16, 2012 | Feb 16, 2012 | 0 | Firm change | Other |
| MORGAN STANLEY | CHASE INVESTMENT SERVICES CORP. | Jul 21, 2010 | Jul 14, 2010 | -7 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |