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RIA / WealthAdvisorCertified Financial Planner14 years in industry

MATTHEW CRAIG NORTHROP

Advisor at MAIN STREET RESEARCH LLC

LAKEVILLE, CT | Greenwich, CT

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Search this name across graphsid dfx:ria:f1351f18-4cab-0003-1bb9-786acee6ff44

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIN STREET RESEARCH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 15, 2012
First registration: Sep 17, 2012
Dual registered: no
IAPD individual key: 6098000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIN STREET RESEARCH LLC	Independent wealth	Jan 2, 2024	n/a	yes	Greenwich, CT\|LAKEVILLE, CT	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 3, 2016	Sep 16, 2022	no	New York, NY\|ARLINGTON, VA\|New York, NY\|New York, NY\|New York, NY\|New York, NY	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 6, 2014	Sep 19, 2016	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
EDWARD JONES	National bd RIA	Sep 17, 2012	Feb 5, 2014	no	ASTORIA, NY\|ST LOUIS, MO\|FRESH MEADOWS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MAIN STREET RESEARCH LLC	Sep 16, 2022	Jan 2, 2024	473	Firm change after gap	RIA to RIA
STRATEGIC ADVISERS LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Sep 19, 2016	Oct 3, 2016	14	Firm change	Other
EDWARD JONES	STRATEGIC ADVISERS LLC	Feb 5, 2014	Aug 6, 2014	182	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ MAIN STREET RESEARCH LLCRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 3, 2016 to Sep 16, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 6, 2014 to Sep 19, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 17, 2012 to Feb 5, 2014factForm ADV

Dated events

Occurred
Sep 16, 2022
Advisor changed firm
Matthew Craig Northrop left E*Trade Capital Management, Llc for Main Street Research Llc (registered 2024-01-02)
Form ADVobserved 6 days ago