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Advisor at UBS FINANCIAL SERVICES INC.
Columbus, OH | WEEHAWKEN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 22, 2022 | n/a | yes | Columbus, OH|WEEHAWKEN, NJ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 29, 2021 | Mar 12, 2022 | no | Columbus, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Aug 25, 2019 | Jul 8, 2021 | no | Columbus, OH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 10, 2018 | Aug 28, 2019 | no | WESTERVILLE, OH|WESTERVILLE, OH|WESTERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | UBS FINANCIAL SERVICES INC. | Mar 12, 2022 | Mar 22, 2022 | 10 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Jul 8, 2021 | Oct 29, 2021 | 113 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Aug 28, 2019 | Aug 25, 2019 | -3 | Firm change | Wirehouse to wirehouse |