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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

STEVEN MEZZO

Advisor at PNC WEALTH MANAGEMENT

ROCHESTER HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f13afa38-c7d7-97d7-6515-058ab04c9d07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 5, 2012
First registration: Apr 27, 2015
Dual registered: yes, broker-dealer
Other names: STEVEN PATRICK MEZZO
IAPD individual key: 4485849

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 12, 2026	n/a	yes	ROCHESTER HILLS, MI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2024	Feb 10, 2026	no	Rochester, MI\|ROCHESTER, MI\|SAN DIEGO, CA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Jan 31, 2024	no	MADISON, MI\|CLINTON TOWNSHIP, MI\|St. Clair Shores, MI\|CHESTERFIELD TWP, MI\|HARRISON TOWNSHIP, MI\|Rochester, MI\|St. Clair Shores, MI	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Apr 27, 2015	Jul 1, 2016	no	TROY, MI\|CLINTON TOWNSHIP, MI\|St. Clair Shores, MI\|CHESTERFIELD TWP, MI\|HARRISON TOWNSHIP, MI\|Clinton Township, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Feb 10, 2026	Feb 12, 2026	2	Firm change	Ibd to ibd
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Jan 31, 2024	Feb 1, 2024	1	Firm change	Ibd to ibd
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Jan 31, 2024	Feb 1, 2024	ST CLAIR SHORES, MI	Firm change

Relationships

Registered with (4)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 1, 2024 to Feb 10, 2026factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Jan 31, 2024factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Apr 27, 2015 to Jul 1, 2016factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
Steven Mezzo left Lpl Financial Llc for Pnc Wealth Management (registered 2026-02-12)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Steven Mezzo left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f13afa38-c7d7-97d7-6515-058ab04c9d07
First observed: Apr 27, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEVEN MEZZO

Advisor at PNC WEALTH MANAGEMENT

ROCHESTER HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f13afa38-c7d7-97d7-6515-058ab04c9d07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Feb 12, 2026

n/a

yes

ROCHESTER HILLS, MI

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 1, 2024

Feb 10, 2026

Rochester, MI|ROCHESTER, MI|SAN DIEGO, CA

Previous registration

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

Jul 1, 2016

Jan 31, 2024

Previous registration

ESSEX NATIONAL SECURITIES, INC.

Former SEC adviser

Apr 27, 2015

Jul 1, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT

Feb 10, 2026

Feb 12, 2026

Firm change

Ibd to ibd

OSAIC INSTITUTIONS, INC.

LPL FINANCIAL LLC

Jan 31, 2024

Feb 1, 2024

Firm change

Ibd to ibd

ESSEX NATIONAL SECURITIES, INC.

OSAIC INSTITUTIONS, INC.

Jul 1, 2016

Bulk transfer

Other

Team

Left

Joined

From

Kind

35371:6413:MI:2024-01-30

Jan 31, 2024

Feb 1, 2024

ST CLAIR SHORES, MI

Firm change