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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
Georgetown, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Dec 21, 2023 | n/a | yes | Georgetown, MA | Current employment |
| PIN WEALTH | Former SEC adviser | Jan 11, 2022 | Nov 30, 2023 | no | NORTH READING, MA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 20, 2017 | Jan 18, 2022 | no | SOUTH HAMILTON, MA|North Reading, MA|NORTH READING, MA|NORTH READING, MA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 5, 2017 | Nov 9, 2017 | no | NORTH READING, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PIN WEALTH | THRIVENT INVESTMENT MANAGEMENT INC. | Nov 30, 2023 | Dec 21, 2023 | 21 | Firm change | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | PIN WEALTH | Jan 18, 2022 | Jan 11, 2022 | -7 | Firm change | Ibd to new firm |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Nov 9, 2017 | Dec 20, 2017 | 41 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:316919:MA:2022-01-18 | Jan 18, 2022 | Jan 11, 2022 | NORTH READING, MA | Firm change |
| 29604:110518:MA:2017-10-27 | Nov 9, 2017 | Dec 20, 2017 | NORTH READING, MA | Firm change |