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A••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A••••••••• W••••• M••••••••• L••

CRD 170261

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:f141a2ef-7f08-4920-9628-5e4a3cc97604

Data as of Mar 22, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Apr 25, 2014 to Mar 22, 2025
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $159M••• Locked
Discretionary RAUM: $150M
Private client RAUM: $145Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• W••••••• S••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	yes	05/2014	Apr 25, 2014	Sep 12, 2024
G•••••••• S•••••• J•••••	MANAGING MEMBER	D	yes	05/2014	Apr 25, 2014	Sep 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 22, 2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$159M	$135M	18.1%	$114M	11.6%	5	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•• A•••••••• L••	3	Dec 26, 2025	Jan 1, 2026	LOUISVILLE, KY	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ M•• A•••••••• L••Registered adviser3 advisors, firm absorbed, same day
Dec 26, 2025 to Jan 1, 2026factForm ADV

Registered with (3)

← S••••• J••••• G•••••••Advisorregistration: previous registration
Jun 6, 2014 to Dec 26, 2025factForm ADV
← BRADLEY CLAY FISHERAdvisorregistration: previous registration
Sep 24, 2019 to Dec 26, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 26, 2025
Firm absorbed
A••••••••• W••••• M••••••••• L••'s advisors moved to M•• A•••••••• L•• (Louisville, KY): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Dec 26, 2025
Advisor changed firm
Bradley Clay Fisher left A••••••••• W••••• M••••••••• L•• for M•• A•••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago
Occurred
Dec 26, 2025
Advisor changed firm
William Shawn Clark left A••••••••• W••••• M••••••••• L•• for M•• A•••••••• L•• (registered 2026-01-01)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f141a2ef-7f08-4920-9628-5e4a3cc97604
First observed: Apr 25, 2014
Last observed: Mar 22, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.