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J••••• A• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••••• A• N••••

Advisor at C••• P•••••••

Brookfield, WI | OFALLON, MO

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Search this name across graphsid dfx:ria:f142d104-7543-c0e3-8e52-aaceba14a26d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Jul 24, 2025	n/a	yes	Brookfield, WI\|OFALLON, MO	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 2, 2021	Jul 22, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• A••••••• S•••••••• L••	C••• P•••••••	Jul 22, 2025	Jul 24, 2025	2	Firm change	Ibd to RIA
S•• W••••• M••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Jan 13, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
159216:116407:WI:2021-01-13	Jan 13, 2021	Jan 2, 2021	MADISON, WI	Firm change

Relationships

Registered with (4)

→ C••• P•••••••Registered adviserregistration: current employment
Jul 24, 2025 to presentfactForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2021 to Jul 22, 2025factForm ADV
→ S•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 16, 2014 to Jan 13, 2021factForm ADV
→ F•••••••• S••••••••• I•••

Dated events

Occurred
Jul 22, 2025
Advisor changed firm
J••••• A• N•••• left W••••• E••••••••• A••••••• S•••••••• L•• for C••• P••••••• (registered 2025-07-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f142d104-7543-c0e3-8e52-aaceba14a26d
First observed: Oct 31, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.