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RIA / WealthAdvisor27 years in industry

Warren P Brooks

Advisor at INNOVATIVE WEALTH BUILDING LLC

CALIFORNIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f145c086-8efb-6b97-c9bb-7bbef246d485

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INNOVATIVE WEALTH BUILDING LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 24, 2005
First registration: Aug 26, 2005
Dual registered: no
Other names: Warren Paul Brooks
IAPD individual key: 4020489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INNOVATIVE WEALTH BUILDING LLC	Independent wealth	Jul 14, 2021	n/a	yes	CALIFORNIA, MD	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Aug 4, 2021	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Dec 15, 2015	no	Annapolis, MD\|LEXINGTON PARK, MD	Previous registration
FIRST COMMAND BANK	n/a	Aug 26, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	INNOVATIVE WEALTH BUILDING LLC	Aug 4, 2021	Jul 14, 2021	-21	Firm change	Ibd to new firm
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281958:314942:TX:2021-08-04	Aug 4, 2021	Jul 14, 2021	FORT WORTH, TX	Firm change

Relationships

Registered with (4)

→ INNOVATIVE WEALTH BUILDING LLCRegistered adviserregistration: current employment
Jul 14, 2021 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Aug 4, 2021factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Dec 15, 2015factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Aug 26, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f145c086-8efb-6b97-c9bb-7bbef246d485
First observed: Aug 26, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Warren P Brooks

Advisor at INNOVATIVE WEALTH BUILDING LLC

CALIFORNIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f145c086-8efb-6b97-c9bb-7bbef246d485

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

INNOVATIVE WEALTH BUILDING LLC

Independent wealth

Jul 14, 2021

n/a

yes

CALIFORNIA, MD

Current employment

FIRST COMMAND ADVISORY SERVICES

Bd affiliated wealth

Dec 15, 2015

Aug 4, 2021

FORT WORTH, TX

Previous registration

FIRST COMMAND FINANCIAL PLANNING, INC.

Former SEC adviser

Sep 2, 2005

Dec 15, 2015

Annapolis, MD|LEXINGTON PARK, MD

Previous registration

FIRST COMMAND BANK

n/a

Aug 26, 2005

Sep 2, 2005

FORT WORTH, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST COMMAND ADVISORY SERVICES

INNOVATIVE WEALTH BUILDING LLC

Aug 4, 2021

Jul 14, 2021

-21

Firm change

Ibd to new firm

FIRST COMMAND FINANCIAL PLANNING, INC.

FIRST COMMAND ADVISORY SERVICES

Dec 15, 2015

Bulk transfer

Other

FIRST COMMAND BANK

FIRST COMMAND FINANCIAL PLANNING, INC.

Sep 2, 2005

Firm change

Other

Team

Left

Joined

From

Kind

281958:314942:TX:2021-08-04

Aug 4, 2021

Jul 14, 2021

FORT WORTH, TX

Firm change