DFX Intelligence

C•••••• A••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••••• A••••• B•••••

Advisor at C••••••

Chicago, IL | NAPLES, FL

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Search this name across graphsid dfx:ria:f146215b-410b-41f0-a346-60a6484a3661

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Oct 17, 1994 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• A••••• B•••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Mar 31, 2023	n/a	yes	NAPLES, FL\|Chicago, IL	Current employment
S••••• B••••• • H•••••	Other adviser	Oct 17, 1994	Dec 14, 2023	no	NAPLES, FL\|CHICAGO, IL\|Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B••••• • H•••••	C••••••	Dec 14, 2023	Mar 31, 2023	-258	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106505:319448:IL:2023-12-14	Dec 14, 2023	Mar 31, 2023	CHICAGO, IL	Firm change after gap

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ S••••• B••••• • H•••••Registered adviserregistration: previous registration
Oct 17, 1994 to Dec 14, 2023factForm ADV

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f146215b-410b-41f0-a346-60a6484a3661
First observed: Oct 17, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.