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Advisor at THREE SEASONS WEALTH
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THREE SEASONS WEALTH | Independent wealth | Sep 13, 2024 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 13, 2021 | Aug 14, 2024 | no | Sandy, UT | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 30, 2015 | Sep 5, 2023 | no | SANDY, UT|ARLINGTON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | THREE SEASONS WEALTH | Aug 14, 2024 | Sep 13, 2024 | 30 | Firm change | Wirehouse to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Oct 13, 2021 | -692 | Bulk transfer | RIA to wirehouse |