DFX Intelligence

G• I••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G• I••••••••• I••

G• I•••••••••S, INC., CRD 107782

EAGAN, MN

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Search this name across graphsid dfx:ria:f1513037-a64e-6422-f706-3ea9f8e202fc

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2012 to Sep 16, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $192M••• Locked
Discretionary RAUM: $190M
Private client RAUM: $159Mderived••• Locked
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $96.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••• C•••••• C•••••••••	n/a	EAGAN, MN	4	16	n/a	no
G•••• H••••• S••••••	Chartered Financial Analyst	EAGAN, MN	0	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••• G••••	MANAGING PRINCIPAL	B	yes	07/1992	Apr 3, 2012	Apr 5, 2024
S••••••• J•••• G••••	MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER	D	yes	12/1996	Apr 3, 2012	Apr 5, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$192M	$271M	-29.1%	$207M	-2.5%	3	4	0	0

Relationships

Registered with (2)

← G•••• H••••• S••••••Advisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← G••• C•••••• C•••••••••Advisorregistration: current employment
Nov 23, 2021 to presentfactForm ADV

Controls (2)

← S••••••• J•••• G••••OwnerMANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 3, 2012 to Apr 5, 2024factForm ADV
← S••••••• G••••

Dated events

Occurred
Feb 22, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$102M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1513037-a64e-6422-f706-3ea9f8e202fc
First observed: Apr 3, 2012
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.