DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• A••••••• S•••••••• L••
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jun 13, 2024 | n/a | yes | CHARLOTTE, NC | Current employment |
| M••••••••• R••••••••• | Bd affiliated wealth | May 11, 2020 | May 23, 2023 | no | CHARLOTTE, NC|WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••••• R••••••••• | A••••••• A••••••• S•••••••• L•• | May 23, 2023 | Jun 13, 2024 | 387 | Firm change | Other |
| P•• W••••• M••••••••• | M••••••••• R••••••••• | May 1, 2020 | May 11, 2020 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jan 6, 2017 | May 1, 2020 | no | CHARLOTTE, NC | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | May 14, 2014 | Dec 20, 2016 | no | CHARLOTTE, NC | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Feb 13, 2013 | May 5, 2014 | no | MIAMI, FL|FORT LAUDERDALE, FL | Previous registration |
| 10 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | P•• W••••• M••••••••• | Dec 20, 2016 | Jan 6, 2017 | 17 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | M•• F•••••••• S•••••••• I••• | May 5, 2014 | May 14, 2014 | 9 | Firm change | Other |