DFX Intelligence

T•••••• A•• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T•••••• A•• S••••••••

Advisor at C••••• I••••••••• A••••••• L••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:f15833bf-711b-ea54-cec4-950421c0ed76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	CLEVELAND, OH	Current employment
V•••••• F•••••••• G••••• I•••	Independent wealth	Mar 1, 2023	n/a	yes	CLEVELAND, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	V•••••• F•••••••• G••••• I•••	Feb 14, 2019	Mar 1, 2023	1,476	Firm change after gap	Ibd to RIA
N•••••• I••••••••• I•••	P•• W••••• M•••••••••	Nov 13, 2009	Nov 13, 2009

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ V•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Mar 1, 2023 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 13, 2009 to Feb 14, 2019factForm ADV
→ N•••••• I••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f15833bf-711b-ea54-cec4-950421c0ed76
First observed: Oct 4, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.