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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Lindsay Michelle Rogers

Advisor at EDWARD JONES

MADISON, WI

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Search this name across graphsid dfx:ria:f16fe5b2-498f-6f0e-5b9a-223b71fd94b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Apr 11, 2008
First registration: Feb 23, 2012
Dual registered: yes, broker-dealer
Other names: Lindsay Rogers|Lindsay Michelle Porto
IAPD individual key: 4987416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jun 21, 2024	n/a	yes	MADISON, WI	Current employment
MORGAN STANLEY	Wirehouse	Oct 2, 2023	Jun 17, 2024	no	Middleton, WI	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Apr 27, 2023	Sep 21, 2023	no	Madison, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 24, 2022	Apr 28, 2023	no	MADISON, WI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Dec 5, 2012	no	MADISON, WI\|MADISON, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 23, 2012	Oct 1, 2012	no	CHICAGO, IL\|MADISON, WI\|MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	EDWARD JONES	Jun 17, 2024	Jun 21, 2024	4	Firm change	Wirehouse to ibd
U.S. BANCORP INVESTMENTS, INC.	MORGAN STANLEY	Sep 21, 2023	Oct 2, 2023	11	Firm change	Ibd to wirehouse
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Apr 28, 2023	Apr 27, 2023	-1	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Dec 5, 2012	Aug 24, 2022	3,549	Firm change after gap	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (6)

→ EDWARD JONESRegistered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 2, 2023 to Jun 17, 2024factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 27, 2023 to Sep 21, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 24, 2022 to Apr 28, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 5, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 23, 2012 to Oct 1, 2012factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Lindsay Michelle Rogers left Morgan Stanley for Edward Jones (registered 2024-06-21)
Form ADVobserved 5 days ago
Occurred
Sep 21, 2023
Advisor changed firm
Lindsay Michelle Rogers left U.S. Bancorp Investments, Inc. for Morgan Stanley (registered 2023-10-02)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2023
Advisor changed firm
Lindsay Michelle Rogers left Lpl Financial Llc for U.S. Bancorp Investments, Inc. (registered 2023-04-27)
Form ADVobserved 5 days ago