DFX Intelligence

R•• H••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R•• H••••• K•••••

Advisor at P••••••• A•••••••• L••

PORTLAND, OR | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:f1753bab-1731-c35a-c206-da529370d8c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	SAN FRANCISCO, CA\|PORTLAND, OR	Current employment
C•••••• C•••••• A••••••• L••	Former SEC adviser	Dec 8, 2009	Dec 8, 2015	no	LARKSPUR, CA\|SAUSALITO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• A••••••• L••	P••••••• A•••••••• L••	Dec 8, 2015	Jan 1, 2025	3,312	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Dec 8, 2009 to Dec 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1753bab-1731-c35a-c206-da529370d8c6
First observed: Dec 8, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.