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Advisor at U.S. BANCORP ADVISORS, LLC
Burlingame, CA | Daly City, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Burlingame, CA|Daly City, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 9, 2015 | Feb 13, 2026 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|WALNUT CREEK, CA|Daly City, CA|San Francisco, CA|San Francisco, CA|SAN FRANCISCO, CA|San Francisco, CA|SAN FRANCISCO, CA|Burlingame, CA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jan 6, 2006 | Sep 23, 2015 | no | SEATTLE, WA|CUPERTINO, CA|SAN FRANCISCO, CA|PALO ALTO, CA|ITHACA, NY|SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 14, 2001 | Sep 14, 2005 | no | SAN FRANCISC, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| HSBC SECURITIES (USA) INC. | U.S. BANCORP INVESTMENTS, INC. | Sep 23, 2015 | Sep 9, 2015 | -14 | Firm change | Other |
| MORGAN STANLEY DW INC. | HSBC SECURITIES (USA) INC. | Sep 14, 2005 | Jan 6, 2006 | 114 | Firm change | Other |