DFX Intelligence

R•••••• L•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R•••••• L•••• H•••••

Advisor at U••• B•••••• A•••••••• L••

Fort Collins, CO

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Search this name across graphsid dfx:ria:f185a9e8-3c96-2a77-d6a4-195ba115d7bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Aug 10, 2026	n/a	yes	Fort Collins, CO\|Fort Collins, CO	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Oct 29, 2019	Aug 17, 2026	no	Ft. Collins, CO\|Denver, CO\|Loveland, CO\|BROOKLYN, OH\|Fort Collins, CO\|Loveland, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	U••• B•••••• A•••••••• L••	Aug 17, 2026	Aug 10, 2026	-7	Firm change	Ibd to ibd
C••• F•••••••• S•••••••• L•••	K•• I••••••••• S••••••• L••	May 20, 2019	Oct 29, 2019

Relationships

Registered with (6)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 29, 2019 to Aug 17, 2026factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jul 9, 2018 to May 20, 2019factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f185a9e8-3c96-2a77-d6a4-195ba115d7bf
First observed: Jan 7, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.