DFX Intelligence

C••• J••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)47 years in industry

C••• J••• C••••

Advisor at A••• G••••• A•••••••• L••

NEW YORK, NY | St. Augustine, FL

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Search this name across graphsid dfx:ria:f1860e87-f589-9b65-de4b-5d7eaf3a6995

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• G••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• G••••• A•••••••• L••	Independent wealth	Jun 29, 2023	n/a	yes	St. Augustine, FL\|NEW YORK, NY	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Apr 24, 2023	Jul 10, 2025	no	Syracuse, NY\|St. Augustine, FL\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	A••• G••••• A•••••••• L••	Jul 10, 2025	Jun 29, 2023	-742	Firm change after gap	Ibd to RIA
N••• F•••••••• G••••• I•••	C•••••• G•••• • C• I••	Apr 21, 2023	Apr 24, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:297397:NY:2025-07-10	Jul 10, 2025	Jun 29, 2023	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (3)

→ A••• G••••• A•••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Apr 24, 2023 to Jul 10, 2025factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jun 17, 2003 to Apr 21, 2023factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
C••• J••• C•••• left C•••••• G•••• • C• I•• for A••• G••••• A•••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1860e87-f589-9b65-de4b-5d7eaf3a6995
First observed: Jun 17, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.