DFX Intelligence

C•••••••• R••• M•••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••••••• R••• M•••••••• S•••

Advisor at O••••••••• • C•• I•••

BOSTON, MA

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Search this name across graphsid dfx:ria:f186a171-5caf-3acf-2633-b28114c0d721

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Apr 23, 2026	n/a	yes	BOSTON, MA	Current employment
K••••• F••••••••	Independent wealth	Nov 13, 2025	Feb 23, 2026	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F••••••••	O••••••••• • C•• I•••	Feb 23, 2026	Apr 23, 2026	59	Firm change	RIA to ibd

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ K••••• F••••••••Registered adviserregistration: previous registration
Nov 13, 2025 to Feb 23, 2026factForm ADV

Dated events

Occurred
Feb 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f186a171-5caf-3acf-2633-b28114c0d721
First observed: Nov 13, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.