DFX Intelligence

S•••• C••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S•••• C••••• C••••••••• L••

CRD 170735

NORTHBROOK, IL

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Search this name across graphsid dfx:ria:f189c574-b920-3d9f-51f3-61dff167f9c9

Data as of Dec 16, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2014 to Dec 16, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 4
Advisory employees: 0
CRD: 170735
Filings on the tape: 1
First filed: Dec 16, 2014
Latest filed: Dec 16, 2014
Organised

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•• M•••••• R•••••••••	n/a	NORTHBROOK, IL	11	36	2	no

Relationships

Registered with (1)

← J•• M•••••• R•••••••••Advisorregistration: current employment
Jan 28, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f189c574-b920-3d9f-51f3-61dff167f9c9
First observed: Dec 16, 2014
Last observed: Dec 16, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.