DFX Intelligence

K•••••• K•••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

K•••••• K•••••••• S•••••

Advisor at E••• A•••••••• L••

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1916e3c-6e68-9c1a-9d1f-75334a18d5ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••• A•••••••• L••	Institutional manager	Jan 3, 2022	n/a	yes	ST. LOUIS, MO	Current employment
C••••••• • C••• I•••	Former SEC adviser	Nov 6, 2015	Dec 31, 2021	no	PORTLAND, OR\|ST. LOUIS, MO\|Oregon City, OR\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	E••• A•••••••• L••	Dec 31, 2021	Jan 3, 2022	3	Firm change	Other

Relationships

Registered with (2)

→ E••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Nov 6, 2015 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1916e3c-6e68-9c1a-9d1f-75334a18d5ab
First observed: Nov 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.