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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL | Poughkeepsie, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Mar 18, 2026 | n/a | yes | VESTAVIA HILLS, AL|Poughkeepsie, NY | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 29, 2010 | Mar 23, 2026 | no | POUGHKEEPSIE, NY|POUGHKEEPSIE, NY|POUGHKEEPSIE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | RFG ADVISORY, LLC | Mar 23, 2026 | Mar 18, 2026 | -5 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:158401:NY:2026-03-23 | Mar 23, 2026 | Mar 18, 2026 | POUGHKEEPSIE, NY | Firm change |