DFX Intelligence

M•••••• D•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• D•••• R••••

Advisor at I••••••••• R••••••• C•••

Lago Vista, TX | DENVER, CO

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Search this name across graphsid dfx:ria:f19bfd6a-d5d6-1028-76a6-3af0fb39def4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• R••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• R••••••• C•••	Independent wealth	Nov 17, 2025	n/a	yes	Lago Vista, TX\|DENVER, CO	Current employment
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Sep 3, 2024	Nov 18, 2025	no	AUSTIN, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• P•••••• W••••• S•••••••• L••	I••••••••• R••••••• C•••	Nov 18, 2025	Nov 17, 2025	-1	Firm change	Ibd to RIA
I••••••••• R••••••• C•••	K••••• P•••••• W••••• S•••••••• L••	Sep 3, 2024	Sep 3, 2024

Relationships

Registered with (3)

→ I••••••••• R••••••• C•••Registered adviserregistration: previous registration
Apr 2, 2024 to Sep 3, 2024factForm ADV
→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 3, 2024 to Nov 18, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 23, 2013 to Sep 27, 2018factForm ADV

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
M•••••• D•••• R•••• left K••••• P•••••• W••••• S•••••••• L•• for I••••••••• R••••••• C••• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
Sep 3, 2024
Advisor changed firm
M•••••• D•••• R•••• left I••••••••• R••••••• C••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2024-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f19bfd6a-d5d6-1028-76a6-3af0fb39def4
First observed: Sep 23, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.