DFX Intelligence

K••• E••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

K••• E••••• C•••••••••

Advisor at L•• F•••••••• L••

GRANGER, IN

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Search this name across graphsid dfx:ria:f1aabd25-9298-9919-685a-ab25330f1a8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 13, 2023	n/a	yes	GRANGER, IN	Current employment
E••••• J••••	National bd RIA	Jul 9, 2012	Mar 14, 2023	no	GRANGER, IN\|ST LOUIS, MO\|GRANGER, IN\|MISHAWAKA, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Mar 14, 2023	Mar 13, 2023	-1	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:6413:IN:2023-03-14	Mar 14, 2023	Mar 13, 2023	MISHAWAKA, IN	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 13, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 9, 2012 to Mar 14, 2023factForm ADV

Dated events

Occurred
Mar 14, 2023
Advisor changed firm
K••• E••••• C••••••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2023-03-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1aabd25-9298-9919-685a-ab25330f1a8f
First observed: Jul 9, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.