DFX Intelligence

P•••• S• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

P•••• S• J•••••

Advisor at T•••••••• G••••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:f1b38977-74e6-6954-c4be-22106f2943b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• G••••	Independent wealth	Aug 18, 2022	n/a	yes	BELLEVUE, WA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Sep 20, 2017	Aug 22, 2022	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	T•••••••• G••••	Aug 22, 2022	Aug 18, 2022	-4	Firm change	Ibd to RIA
J••••• B•••• A•••• M••••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	Jun 1, 2017	Sep 20, 2017

Relationships

Registered with (3)

→ T•••••••• G••••Registered adviserregistration: current employment
Aug 18, 2022 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Sep 20, 2017 to Aug 22, 2022factForm ADV
→ J••••• B•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2011 to Jun 1, 2017factForm ADV

Dated events

Occurred
Aug 22, 2022
Advisor changed firm
P•••• S• J••••• left S•••••• N••••••• • C••••••• I••••••••• for T•••••••• G•••• (registered 2022-08-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1b38977-74e6-6954-c4be-22106f2943b5
First observed: Jan 31, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.