DFX Intelligence

K•••• L•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

K•••• L•••••• A•••••••

Advisor at M••••• S••••••

Apollo Beach, FL | Tampa, FL

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Search this name across graphsid dfx:ria:f1c21cdf-b29f-7b69-ba11-c184b549ce91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 19, 2018	n/a	yes	Tampa, FL\|Apollo Beach, FL	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jul 11, 2022	Sep 5, 2023	no	Temple Terrace, FL\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	n/a	Sep 5, 2023	n/a	n/a	Departure no registered destination	Departure
W•••• F•••• A•••••••	M••••• S••••••	Apr 12, 2018	Apr 19, 2018	7

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 19, 2018 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 11, 2022 to Sep 5, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 17, 2008 to Apr 12, 2018factForm ADV

Dated events

Occurred
Sep 5, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1c21cdf-b29f-7b69-ba11-c184b549ce91
First observed: Jun 17, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.