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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

INVESTX ASSET MANAGEMENT LLC

CRD 321985

NEW YORK, NY

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Search this name across graphsid dfx:ria:f1c2f6dc-98c4-1897-5cf4-90f6c4458158

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 2
Observed: Jun 30, 2026 to Sep 10, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Investx Asset Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Investx Asset Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $207MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $207M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 17
Custody, client assets: $0
SEC number: 801-136970
CRD: 321985
Filings on the tape: 2
First filed: Jun 30, 2026
Latest filed: Sep 10, 2026
Organised: Limited Liability Company, DE
Website: investx.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$7.8M	Mar 28, 2024	81	Mar 28, 2024	reported	021-478649
INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$6.0M	Mar 28, 2024	26	Mar 31, 2021	reported	021-379659
INVESTX SERIES DSF, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$5.3M	Feb 23, 2024	28	Mar 31, 2021	reported	021-367245
INVESTX SERIES LYTEN, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$3.9M	Mar 28, 2024	11	Mar 31, 2021	reported	021-361173
INVESTX SERIES TR-U1, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$2.5M	Mar 28, 2024	19	Mar 28, 2024	reported	021-487947
INVESTX GROWTH EQUITY IV-US LP	Private Equity Fund	$2.3M	Mar 28, 2024	37	May 18, 2022	reported	021-474174
INVESTX SERIES OPN-U1, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$1.8M	Mar 28, 2024	12	Mar 28, 2024	reported	021-498635
INVESTX GROWTH EQUITY IV-US (QP) LP	Private Equity Fund	$1.4M	Mar 28, 2024	11	Mar 28, 2024	reported	021-474148
INVESTX SERIES SN-U1, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$576,727	Mar 28, 2024	6	Feb 24, 2023	reported	021-457754
INVESTX SERIES DSD-U1, A SERIES OF INVESTX MASTER LLC	Private Equity Fund	$92,357	Mar 28, 2024	2	Mar 28, 2024	reported	021-488163

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INVESTX FINANCIAL (UNITED STATES)	Owner	E	yes	05/2022	Sep 10, 2026	Sep 10, 2026
New, Marcus, A.	President	Na	yes	02/2023	Sep 10, 2026	Sep 10, 2026
SIMON, JOEL, CRAIG	CHIEF COMPLIANCE OFFICER	Na	yes	12/2025	Sep 10, 2026	Sep 10, 2026

Relationships

Controls (3)

← INVESTX FINANCIAL (UNITED STATES)OwnerOWNER, ownership code E, domestic entity
Sep 10, 2026 to presentfactForm ADV
← SIMON, JOEL, CRAIGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 10, 2026 to presentfactForm ADV
← New, Marcus, A.OwnerPRESIDENT, ownership code NA, individual
Sep 10, 2026 to presentfactForm ADV

Advises (10)

→ INVESTX GROWTH EQUITY IV-US (QP) LPPrivate fundPrivate Equity Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ INVESTX SERIES OPN-U1, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ INVESTX SERIES LYTEN, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2021 to presentfactForm ADV
→ INVESTX SERIES SN-U1, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Feb 24, 2023 to presentfactForm ADV
→ INVESTX SERIES TR-U1, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ INVESTX SERIES DSD-U1, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2021 to presentfactForm ADV
→ INVESTX GROWTH EQUITY IV-US LPPrivate fundPrivate Equity Fund, ERA
May 18, 2022 to presentfactForm ADV
→ INVESTX SERIES DSF, A SERIES OF INVESTX MASTER LLCPrivate fundPrivate Equity Fund, ERA
Mar 31, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1c2f6dc-98c4-1897-5cf4-90f6c4458158
First observed: Jun 30, 2026
Last observed: Sep 10, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVESTX ASSET MANAGEMENT LLC

CRD 321985

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1c2f6dc-98c4-1897-5cf4-90f6c4458158

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

INVESTX SERIES SPX-U2, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$7.8M

Mar 28, 2024

reported

021-478649

INVESTX SERIES 20-03, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$6.0M

Mar 28, 2024

Mar 31, 2021

reported

021-379659

INVESTX SERIES DSF, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$5.3M

Feb 23, 2024

Mar 31, 2021

reported

021-367245

INVESTX SERIES LYTEN, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$3.9M

Mar 28, 2024

Mar 31, 2021

reported

021-361173

INVESTX SERIES TR-U1, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$2.5M

Mar 28, 2024

reported

021-487947

INVESTX GROWTH EQUITY IV-US LP

Private Equity Fund

$2.3M

Mar 28, 2024

May 18, 2022

reported

021-474174

INVESTX SERIES OPN-U1, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$1.8M

Mar 28, 2024

reported

021-498635

INVESTX GROWTH EQUITY IV-US (QP) LP

Private Equity Fund

$1.4M

Mar 28, 2024

reported

021-474148

INVESTX SERIES SN-U1, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$576,727

Mar 28, 2024

Feb 24, 2023

reported

021-457754

INVESTX SERIES DSD-U1, A SERIES OF INVESTX MASTER LLC

Private Equity Fund

$92,357

Mar 28, 2024

reported

021-488163

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INVESTX FINANCIAL (UNITED STATES)

Owner

yes

05/2022

Sep 10, 2026

New, Marcus, A.

President

yes

02/2023

Sep 10, 2026

SIMON, JOEL, CRAIG

CHIEF COMPLIANCE OFFICER

yes

12/2025

Sep 10, 2026