DFX Intelligence

R••••• J••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

R••••• J••••• C••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Sun City West,, AZ | Glendale, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 11, 2022	n/a	yes	Glendale, AZ\|Sun City West,, AZ	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Mar 15, 2012	Apr 1, 2022	no	Glendale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 1, 2022	Mar 11, 2022	-21	Firm change	Ibd to ibd
W•••••• S••••••••• I•••	F•••• F•••••••• E••••• C•••••••••	Mar 16, 2012	Mar 15, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:134139:AZ:2022-04-01	Apr 1, 2022	Mar 11, 2022	GLENDALE, AZ	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Mar 15, 2012 to Apr 1, 2022factForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2006 to Mar 16, 2012factForm ADV

Dated events

Order

Occurred
1 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 12, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.