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RIA / WealthAdvisor16 years in industry

CHARLES JEROME MOPSIK

Advisor at EVEN KEEL ADVISORS

SARATOGA SPRINGS, NY

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Search this name across graphsid dfx:ria:f1d39127-2cb4-b03b-04db-2b2d4c0e71bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EVEN KEEL ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 27, 2009
First registration: Sep 30, 2011
Dual registered: no
IAPD individual key: 5185894

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EVEN KEEL ADVISORS	State registered	May 12, 2021	n/a	yes	SARATOGA SPRINGS, NY	Current employment
CONTINUUM WEALTH ADVISORS, LLC	Independent wealth	Dec 13, 2018	Jan 29, 2021	no	SARATOGA SPRINGS, NY	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Feb 20, 2014	Dec 31, 2016	no	TRUMBULL, CT	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 30, 2011	Feb 21, 2012	no	ALBANY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONTINUUM WEALTH ADVISORS, LLC	EVEN KEEL ADVISORS	Jan 29, 2021	May 12, 2021	103	Firm change	RIA to state RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	CONTINUUM WEALTH ADVISORS, LLC	Dec 31, 2016	Dec 13, 2018	712	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 21, 2012	Feb 20, 2014	730	Firm change after gap	Other

Relationships

Registered with (4)

→ EVEN KEEL ADVISORSRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ CONTINUUM WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 13, 2018 to Jan 29, 2021factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 20, 2014 to Dec 31, 2016factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 30, 2011 to Feb 21, 2012factForm ADV

Dated events

No dated event names this entity yet.