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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Milwaukee, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | May 29, 2019 | n/a | yes | Milwaukee, WI | Current employment |
| EDWARD JONES | National bd RIA | Dec 1, 2017 | Mar 6, 2018 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Mar 6, 2018 | May 29, 2019 | 449 | Firm change after gap | Other |