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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)20 years in industry

Zion Diamond Chaflawee

Advisor at CETERA INVESTMENT ADVISERS LLC

Rockville, MD

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Search this name across graphsid dfx:ria:f1d69b00-bb2a-2b0d-8146-943ca0ca528d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 12, 2019
First registration: Nov 28, 2022
Dual registered: yes, broker-dealer
Other names: Diamond Chaflawee
IAPD individual key: 7044174

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 17, 2026	n/a	yes	Rockville, MD\|Rockville, MD	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Feb 19, 2026	no	COLUMBIA, MD\|COLUMBIA, MD\|NORTH BETHESDA, MD	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Feb 5, 2024	Nov 14, 2024	no	Columbia, MD\|North Bethesda, MD\|VIENNA, VA\|Columbia, MD\|Rockville, MD	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Nov 28, 2022	Feb 6, 2024	no	VIENNA, VA\|ROCHVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	CETERA INVESTMENT ADVISERS LLC	Feb 19, 2026	Feb 17, 2026	-2	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
EAGLE STRATEGIES LLC	PRUCO SECURITIES, LLC	Feb 6, 2024	Feb 5, 2024	-1	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Feb 19, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 5, 2024 to Nov 14, 2024factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Nov 28, 2022 to Feb 6, 2024factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Zion Diamond Chaflawee left Lpl Enterprise, Llc for Cetera Investment Advisers Llc (registered 2026-02-17)
Form ADVobserved 5 days ago
Occurred
Feb 6, 2024
Advisor changed firm
Zion Diamond Chaflawee left Eagle Strategies Llc for Pruco Securities, Llc (registered 2024-02-05)
Form ADVobserved 5 days ago