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Advisor at VISTA INVESTMENT PARTNERS LLC
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS LLC | Independent wealth | Jul 21, 2021 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jan 12, 2011 | Jul 16, 2021 | no | DALLAS, TX|OKLAHOMA CITY, OK | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 12, 1997 | Jan 21, 2011 | no | OKLAHOMA CITY, OK|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | VISTA INVESTMENT PARTNERS LLC | Jul 16, 2021 | Jul 21, 2021 | 5 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | HILLTOP SECURITIES INC. | Jan 21, 2011 | Jan 12, 2011 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6220:286014:OK:2021-07-16 | Jul 16, 2021 | Jul 21, 2021 | OKLAHOMA CITY, OK | Firm change |