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Advisor at CAPITAL CLIENT GROUP, INC.
CARMEL, IN | SAN ANTONIO, TX | San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Mar 3, 2025 | n/a | yes | SAN ANTONIO, TX|San Antonio, TX|CARMEL, IN | Current employment |
| WADDELL & REED | Former SEC adviser | Apr 29, 2016 | Jun 15, 2016 | no | LAS VEGAS, NV | Previous registration |
| BOSTON ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 9, 2015 | Feb 26, 2016 | no | Arlington, TX|CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | CAPITAL CLIENT GROUP, INC. | Jun 15, 2016 | Mar 3, 2025 | 3,183 | Firm change after gap | Other |
| BOSTON ASSET MANAGEMENT, INC. | WADDELL & REED | Feb 26, 2016 | Apr 29, 2016 | 63 | Firm change | Other |