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D•••• L••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D•••• L••• A••••••••

Advisor at W••••• A••••••• N••••••• I•••

GREELEY, CO

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Search this name across graphsid dfx:ria:f1e33b61-cf71-d283-af71-f977a6c071fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• N••••••• I•••	Independent wealth	Jan 25, 2007	n/a	yes	GREELEY, CO	Current employment
W••••• A••••••• O• C•••••••• L••	n/a	Jan 30, 2003	Jan 31, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	W••••• A••••••• O• C•••••••• L••	Jun 17, 2013	Jan 30, 2003	-3,791	Firm change after gap	Other
W••••• A••••••• O• C•••••••• L••	W••••• A••••••• N••••••• I•••	Jan 31, 2007

Relationships

Registered with (3)

→ W••••• A••••••• N••••••• I•••Registered adviserregistration: current employment
Jan 25, 2007 to presentfactForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jan 14, 2003 to Jun 17, 2013factForm ADV
→ W••••• A••••••• O• C•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2003 to Jan 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1e33b61-cf71-d283-af71-f977a6c071fa
First observed: Jan 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.